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Self-regulatory organizations
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#	Item
741	PREFACE The futures industry’s Joint Audit Committee (JAC) developed the initial edition of this handbook during 1994 in an effort to standardize margin procedures, where possible. The handbook was approved by each of Add to Reading List Source URL: www.jacfutures.com Language: English - Date: 2015-01-09 13:36:48 Self-regulatory organizations Commodities market Futures exchanges Financial markets Commodity Futures Trading Commission Futures contract Chicago Mercantile Exchange National Futures Association New York Board of Trade Financial economics Financial system Finance
742	KCG Americas LLC Rule 606 Disclosure: NITE Institutional Sales Traders Q3[removed]KCG Americas LLC (“KCGA” or “the Firm”) has prepared this report for itself pursuant to a U.S. Securities and Exchange Commission ru Add to Reading List Source URL: www.kcg.com Language: English - Date: 2014-10-30 15:15:51 Investment Stock market Self-regulatory organizations NYSE Arca NASDAQ Direct Edge Electronic communication network International Securities Exchange New York Stock Exchange Financial markets Financial economics Economy of the United States
743	FINRA 2008 Year in Review and Annual Financial Report Investor protection. Market integrity[removed]K Street NW Washington, DC Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-03-21 18:46:46 Financial system Finance Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Securities regulation in the United States Broker-dealer Registered representative Financial adviser United States securities law Financial economics Self-regulatory organizations
744	[removed]Federal Register / Vol. 77, No[removed]Tuesday, February 28, [removed]Notices tkelley on DSK3SPTVN1PROD with NOTICES Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-03-21 23:45:00 Financial regulation United States Securities and Exchange Commission Law Securities Exchange Act U.S. Securities and Exchange Commission Arbitral tribunal Arbitration Financial system United States securities law Self-regulatory organizations Financial Industry Regulatory Authority
745	Financial Statements as of and for the Years Ended September 30, 2014 and 2013, and Report of Independent Certified Public Accountants MUNICIPAL SECURITIES RULEMAKING BOARD TABLE OF CONTENTS Add to Reading List Source URL: www.msrb.org Language: English - Date: 2015-01-08 10:23:38 Self-regulatory organizations Financial statements United States securities law Municipal Securities Rulemaking Board Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Electronic Municipal Market Access Asset International Financial Reporting Standards Finance Business Accountancy
746	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-02-13 07:36:04 Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Securities Self-regulatory organizations Financial regulation
747	Financial Reporting Advisors, LLC 100 North LaSalle Street, Suite 2215 Chicago, Illinois[removed]9101 www.FinRA.com Add to Reading List Source URL: www.finra.com Language: English - Date: 2014-03-13 14:50:11 Generally Accepted Accounting Principles Self-regulatory organizations Financial Accounting Standards Board International Financial Reporting Standards Financial statement American Institute of Certified Public Accountants Generally Accepted Accounting Practice Other comprehensive basis of accounting Financial Accounting Foundation Accountancy Business Finance
748	Chapter 13 SRO Notices and Disciplinary Proceedings[removed] Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2015-02-05 22:58:59 Securities Self-regulatory organizations Financial system Canadian securities regulation Investment Industry Regulatory Organization of Canada Canada Securities Commission Finance Financial regulation Banking in Canada Canadian Investor Protection Fund
749	Friday, November 23, 2012 Major US Market Indexes DJIA 13,[removed] Add to Reading List Source URL: www.livevolpro.com Language: English - Date: 2012-11-23 13:32:30 Self-regulatory organizations NASDAQ Financial economics Philadelphia Stock Exchange RIMM Economy of the United States Chicago Board Options Exchange VIX
750	Important Notice National Securities Clearing Corporation A#: 7985 Add to Reading List Source URL: www.dtcc.com Language: English - Date: 2015-02-20 11:58:01 Finance Self-regulatory organizations Payment systems Depository Trust & Clearing Corporation ACT Clearing Corporation Settlement Securities Financial economics Financial system

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